SemesterSpring Semester, 2020
DepartmentSelective courses of undergraduate level,College of Commerce
Course NameRisk Management in Financial Institutions
InstructorSHIU YUNG-MING
Credit3.0
Course TypeElective
Prerequisite
Course Objective
Course Description
Course Schedule

 


































































































































































週次



Week



課程主題



Topic



課程內容與指定閱讀



Content and Reading Assignment



教學活動與作業



Teaching Activities and Homework



學習投入時間



Student workload expectation



課堂講授



In-class Hours



課程前後



Outside-of-class Hours



1



Introduction



Syllabus and overview



Lecture



3



4.5



2



National holiday



N/A



N/A



N/A



N/A



3



Why are financial institutions special?



Ch 1



Q&A and lecture



3



4.5



4



Financial services: depository institutions



Ch 2



Q&A and lecture



3



4.5



5



Financial services: insurance companies



Ch 6



Q&A and lecture



3



4.5



6



Risks of financial institutions



Ch 7



Q&A and lecture



3



4.5



7



National holiday



N/A



N/A



N/A



N/A



8



First mid-term exam



TBA



N/A



N/A



N/A



9



Interest rate risk I



Ch 8



Q&A and lecture



3



4.5



10



Interest rate risk II



Ch 9



Q&A and lecture



3



4.5



11



Credit risk: individual loan risk



Ch 10



Q&A and lecture



3



4.5



12



Credit risk: loan portfolio and concentration risk



Ch 11



Q&A and lecture



3



4.5



13



Second mid-term exam



TBA



N/A



N/A



N/A



14



Liquidity risk



Ch 12



Q&A and lecture



3



4.5



15



Foreign exchange risk



Ch 13



Q&A and lecture



3



4.5



16



Technology and other operational risks



Ch 17



Q&A and lecture



3



4.5



17



Capital adequacy



Ch 20



Q&A and lecture



3



4.5



18



Final exam



TBA



N/A



N/A



N/A




 


Teaching Methods
Teaching Assistant

N/A


Requirement/Grading

Form of Assessment (subject to change): The course is assessed by 3 examinations (60%), class attendance and participation (Q & A), and oral presentations (40%).


Textbook & Reference

Saunders, Anthony and Marcia Millon Cornett, 2017, Financial Institutions Management: A Risk Management Approach, 9th edition, McGraw Hill.


Urls about Course
N/A
Attachment